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08/09/2001
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PTO/SB/05 (03-01)
Approved for use through 10/31/2002. 0MB 0651-0032
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
W Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number. O
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UTILITY
PATENT APPLICATION
TRANSMITTAL
(Only for new nonprovisional applications under 37 CFR 1.53(b))
Attorney Docket No.
First Inventor
Title
287122-00004
Ronald E. Nichols
CI
LOW ENERGY METHOD OF PYROLYSIS OF
HYDROCARBON MATERIALS SUCH AS RUBBER
Express Mail Label No.
EL701525216US
APPLICATION ELEMENTS
See MPEP chapter 600 concerning utility patent application contents.
Assistant Commissioner for Patents
ADDRESS TO: Box Patent Application
Washington, DC 20231
Fee Transmittal Form (e.g., PTO/SB/17)
(Submit an urigintji and a tfupliiiiw for fee processing)
1.0
I 5/ I Applicant claims small entity status.
1 1 1 See 37 CFR 1.27.
3.0
14
Specification [Total Pages
(preferred arrangement set forth below)
- Descriptive title of the invention
- Cross Reference to Related Applications
- Statement Regarding Fed sponsored R&D
- Reference to sequence listing, a table,
or a computer program listing appendix
- Background of the Invention
- Brief Summary of the Invention
- Brief Description of the Drawings if filed)
- Detailed Description
- Claim(s)
- Abstract of the Disclosure
CD-ROM or CD-R in duplicate, large table or
Computer Program Appendix)
8. Nucleotide and/or Amino Acid Sequence Submission
{i f appl icable, all necessary
a | | Computer Readable Form (CRF)
b. Specification Sequence Listing on:
□ CD-ROM or CD-R {2 copies); or
["1 paper
c. 1 | Statements verifying identity of above copies
i.
i i.
4.0
5. Oath or Declaration
a □
0
Drawing(s) (35 U. S.C. 113) [ Total Sheets
[ Total Pages
Newly executed (original or copy)
□ Copy from a prior application (37 CFR 1 .63 (d))
(for continuation/divisional with Box 18 completed)
DELETION OF INVENTORY
Signed statement attached deleting inventors)
named in the prior application, see 37 CFR
1.63(d)(2) and 1.33(b).
Application Data Sheet. See 37 CFR 1.76
]
ACCOMPANYING APPLICATION PARTS
10. □
□
□
n
□
□
17
Assignment Papers (cover sheet & document(s))
37 CFR 3.73(b) Statement j=| Power of
(when there is an assignee) ' ' Attorney
English Translation Document^// applicable)
Information Disclosure I I Copies of IDS
Statement (IDS)/PTO-1449 1 1 Citations
Preliminary Amendment
Return Receipt Postcard (MPEP 503)
(Should be specifically itemized)
Certified Copy of Priority Document(s)
(if foreign priority is claimed)
Nonpublication Request under 35 U.S.C. 122
(b)(2){B)(i). Applicant must attach form PTO/SB/3o
or its equivalent.
Other:
18. If a CONTINUING APPLICATION ,check appropriate box, and supply the requisite information below and in a preliminary amendment,
or in an Application Data Sheet under 37 CFR 1. 76:
| | Continuation I I Divisional | | Continuation-in-part (CIP) of prior application No.: /
Prior application information:
Examiner _
Group Art Unit:
For CONTINUATION OR DIVISIONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied under
Box 5b, is considered a part of the disclosure of the accompanying continuation or divisional application and is hereby incorporated by reference.
The incorporation can only be relied upon when a portion has been inadvertently omitted from the submitted application parts.
19. CORRESPONDENCE ADDRESS
[Z]
Customer Number or Bar Code Label
S Onsort Custom&r No: or Attach barcods lat&l tiem)\:
□
Correspondence address below
Name
Address
City
Country
Debra Z. Anderson
Eckert Seamans Cherin & Mellott
600 Grant Street - 44th Floor
Pittsburgh
United States
State
Telephone
Pennsylvania
4l2.566.l9l0
Zip Code
Fax
I5219
412.566.6099
Name (Print/ Type)
Dej^rja Z. Anderson
Registration No. (Attorney/ Agent)
44,506
L Signature
Date
*A/W J
Burden Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any comments on
the amount of time you are required to complete this form shoura be sent to the Chief Information Officer, U.S. Patent and Trademark Office, Washington, DC
20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for Patents, Box Patent Application,
Washington, DC 20231.
PTO/SB/17 (11-00)
Approved for use through 10/31/2002. OMB 0651-0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number
FEE TRANSMITTAL
for FY 2001
Patent fees are subject to annual revision.
TOTAL AMOUNT OF PAYMENT
($)
449.00
Complete if Known
Application Number
Filing Date
First Named Inventor
Examiner Name
Group Art Unit
Attorney Docket No.
Ronald E. Nichols
287122-00004
METHOD OF PAYMENT
FEE CALCULATION (continued)
j — j The Commissioner is hereby authorized to charge
indicated fees and credit any overpayments to:
Deposit
Account
Number
Deposit
Account
Name
02-2556
Eckcrt Seamans Chcrin & Mcllott
3. ADDITIONAL FEES
Large Small
Entity Entity
Fee Fee Fee Fee
Code ($) Code ($)
Fee Description
Fee Paid
0 Charge Any Additional Fee Required
Under 37 CFR 1.16 and 1.17
Applicant claims small entity status.
' — ' See 37 CFR 1,27
2. [✓) Payment Enclosed:
0 Check □ Credit card □ ™£* \J
Other
FEE CALCULATION
BASIC FILING FEE
Large Entity Small Entity
Fee Fee Fee Fee Fee Description
Code ($) Code ($)
101 710 201 355 Utility filing fee
Fee Paid
106 320
107 490
108 710
114 150
206 160 Design filing fee
207 245 Plant filing fee
208 355 Reissue filing fee
75 Provisional filing fee
214
355.00
SUBTOTAL (1) ($)
355.00
2. EXTRA CLAIM FEES
Fee from
Extra Claims below Fee Paid
Total Claims l~26[ . 20 » = \ t * I 9| = l 54.00|
Independent | 71 . o«* _
Claims I ^
Multiple Dependent
40.00 |
Large Entity Small Entity
Fee Fee Fee Fee Fee Description
Code ($) Code ($)
103 18 203 9
102 80 202 40
104 270 204 135
109 80 209 40
110 18 210 9
Claims in excess of 20
Independent claims in excess of 3
Multiple dependent claim, if not paid
** Reissue independent claims
over original patent
** Reissue claims in excess of 20
and over original patent
SUBTOTAL (2)
($)
94.00
**or number previously paid, if greater; For Reissues, see above
105
130
205
65
Surcharge - late filing fee or oath
127
50
227
25
Surcharge - late provisional filing fee or
cover sheet
139
130
139
130
Non-English specification
147
2,520
147
2,520
For filing a request for ex parte reexamination
112
920*
112
920*
Requesting publication of SIR prior to
Examiner action
113
1,840*
113
1,840*
Requesting publication of SIR after
Examiner action
115
110
215
55
Extension for reply within first month
116
390
216
195
Extension for reply within second month
117
890
217
445
Extension for reply within third month
118
1,390
218
695
Extension for reply within fourth month
128
1,890
228
945
Extension for reply within fifth month
119
310
219
155
Notice of Appeal
120
310
220
155
Filing a brief in support of an appeal
121
270
221
135
Request for oral hearing
138
1,510
138 1,510
Petition to institute a public use proceeding
140
110
240
55
Petition to revive - unavoidable
141
1,240
241
620
Petition to revive - unintentional
142
1,240
242
620
Utility issue fee (or reissue)
143
440
243
220
Design issue fee
144
600
244
300
Plant issue fee
122
130
122
130
Petitions to the Commissioner
123
130
123
130
Petitions related to provisional applications
126
180
126
180
Submission of Information Disclosure Stmt
581
40
581
40
Recording each patent assignment per
property {times number of properties)
146
710
246
355
Filing a submission after final rejection
(37 CFR § 1.129(a))
149
710
249
355
For each additional invention to be
examined (37 CFR § 1.129(b))
179
710
279
355
Request for Continued Examination (RCE)
169
900
169
900
Request for expedited examination
of a design application
Other fee (specify) _
"Reduced by Basic Filing Fee Paid
SUBTOTAL (3)
($)
0.00
SUBMITTED BY
_ C om p le t e (if applicable)
Name (PnnUType)
Debra Z. Arflerson | | 44,506
Telephone
412.566.1910
I Signature
Date
WARNING: Information orkHis form may become public. Credit card information should not
be included on this form. Provide credit card information and authorization on PTO-2038.
Burden Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any comments on
the amount of time you are required to complete this form should be sent to the Chief Information Officer. U.S. Patent and Trademark Office, Washington, DC
20231 . DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for Patents, Washington, DC 20231 .